Making Contingency Plans

Making Contingency Plans

I. Define the Scope & Objectives

Determine the Focus Areas:
  • Identify which aspects need contingency planning (e.g., fundraising events, digital campaigns, donor relations, volunteer operations, technology systems).
  • Specify whether the plan covers a single campaign/event or the overall operations of the consulting company.
Set Clear Objectives:
  • Define what you want to achieve with the contingency plan (e.g., rapid response, minimal disruption, safeguarding donor trust).
  • Establish measurable goals and success criteria.
Outline Assumptions & Boundaries:
  • List assumptions about available resources, timelines, and external conditions.
  • Define what is included (and excluded) from the plan.

II. Assemble Your Contingency Planning Team

Identify Key Stakeholders:
  • Include leadership, fundraising managers, communications experts, IT specialists, legal advisors, and frontline staff.
Assign Roles & Responsibilities:
  • Clarify who is responsible for monitoring risks, initiating the plan, communicating updates, and managing recovery.
  • Create a clear chain of command and backup assignments.
Establish a Coordination Process:
  • Set up regular planning meetings and channels for rapid communication during a crisis.

III. Risk Identification & Assessment

Conduct a Comprehensive Risk Audit:
  • Organize brainstorming sessions and consult historical data to list potential risks such as:
    • Operational Risks: Event cancellations, staffing shortages, volunteer unavailability.
    • Financial Risks: Sudden donor drop-offs, economic downturns, funding shortfalls.
    • Reputational Risks: Negative media coverage, data breaches, donor dissatisfaction.
    • Technological Risks: IT failures, cybersecurity breaches, platform downtime.
    • Environmental/External Risks: Natural disasters, regulatory changes, public health emergencies.
Research Industry Trends:
  • Review recent trends in the non-profit and fundraising sectors to uncover emerging threats.
  • Monitor economic indicators and donor behavior shifts.
Develop a Risk Inventory:
  • Document each risk with a description, potential impact, likelihood, and the current controls in place.
Perform a Risk Analysis:
  • Use a risk matrix (or similar tool) to prioritize risks by their probability and impact.
  • Identify “red flag” risks that require immediate contingency planning.

IV. Strategy Development for High-Priority Risks

Brainstorm Alternative Strategies:
  • For each high-priority risk, develop multiple response options (e.g., shifting from in-person events to virtual fundraisers, diversifying donor outreach channels).
Outline Specific Contingency Actions:
  • Detail step-by-step responses for each scenario (e.g., what to do if an event must be canceled last minute).
  • Define decision triggers (e.g., revenue falls below a specific threshold, a critical technology outage).
Identify Resource Requirements:
  • List the additional resources needed (staffing, financial reserves, backup vendors, IT support).
  • Explore partnerships with external vendors or service providers as backups.

V. Define Triggers, Timelines & Key Performance Indicators (KPIs)

Set Activation Triggers:
  • Establish clear, measurable criteria for when each contingency plan should be activated (e.g., a 10% drop in donor engagement, cancellation of a key event).
Develop Timelines:
  • Create a timeline for response actions, decision-making, and recovery phases.
  • Outline deadlines for key actions once a contingency is activated.
Determine KPIs:
  • Identify metrics to monitor (donor retention rates, fundraising targets, event attendance).
  • Ensure continuous tracking to trigger the contingency plan when thresholds are met.

VI. Communication Planning

Internal Communication:
  • Develop protocols for how information is shared within the team.
  • Create an emergency communication tree (who contacts whom and how).
External Communication:
  • Draft templates for:
    • Press releases or media statements.
    • Donor notifications and updates.
    • Social media posts that align with your brand voice.
  • Define who speaks on behalf of the organization and what messages should be conveyed.
Stakeholder Engagement:
  • List key external stakeholders (donors, partners, sponsors, volunteers).
  • Plan how to keep these groups informed before, during, and after a crisis.

VII. Resource Allocation & Budgeting

Budget for Contingency Actions:
  • Estimate costs associated with executing the contingency plans.
  • Identify emergency funds or financial reserves that can be mobilized quickly.
Secure Backup Resources:
  • Ensure contracts or agreements are in place with backup vendors (e.g., technology support, event venues, communication agencies).
Plan for Workforce Allocation:
  • Identify which staff or volunteers can be re-assigned to crisis management roles.
  • Confirm availability of additional human resources if needed.

VIII. Legal, Regulatory & Compliance Review

Consult Legal Counsel:
  • Review any legal implications of the contingency actions.
  • Ensure compliance with non-profit laws, donor agreements, and fundraising regulations.
Review Contracts & Obligations:
  • Assess the impact of contingency measures on existing contracts with vendors, sponsors, and partners.
  • Develop plans to manage or renegotiate contractual obligations if needed.

IX. Technology & Data Backup Strategies

Review Critical Digital Infrastructure:
  • Identify key digital platforms (donor databases, fundraising websites, event registration systems).
  • Develop backup systems and ensure regular data backups.
Enhance Cybersecurity Measures:
  • Establish protocols for responding to data breaches or IT failures.
  • Train staff on cybersecurity best practices and incident response.
Plan for IT Support:
  • Secure agreements with IT support providers to ensure rapid recovery in case of technical disruptions.

X. Training, Testing & Simulation

Develop Training Programs:
  • Educate all staff and volunteers on their roles in the contingency plan.
  • Ensure regular updates and refresher courses on the plan details.
Conduct Drills & Simulations:
  • Schedule regular tabletop exercises and simulation drills for different risk scenarios.
  • Involve all relevant teams to ensure coordination and familiarity with the plan.
Evaluate & Update:
  • Collect feedback post-simulation to identify gaps or areas for improvement.
  • Update contingency procedures based on lessons learned.

XI. Documentation & Accessibility

Comprehensive Documentation:
  • Write a detailed contingency plan that covers all the steps, roles, and procedures.
  • Use clear, concise language and include visual aids (e.g., flowcharts, timelines).
Maintain Accessible Versions:
  • Ensure the plan is available in both digital and printed formats.
  • Set up version control and schedule regular reviews to keep the document up-to-date.
Centralize Key Contacts:
  • Maintain an updated contact list for all team members, vendors, partners, and key stakeholders.
  • Ensure quick access to emergency communication tools.

XII. Monitoring, Review & Continuous Improvement

Set Up Ongoing Monitoring:
  • Implement KPIs to continuously assess fundraising performance and external risk indicators.
  • Monitor industry trends, donor behavior, and economic conditions.
Schedule Regular Reviews:
  • Establish a regular review schedule (e.g., quarterly or semi-annually) to update risk assessments and contingency strategies.
  • Incorporate feedback from simulations, actual incidents, and stakeholder input.
Debrief Post-Incident:
  • After any contingency event, conduct a debriefing session with all involved parties.
  • Document lessons learned and update the contingency plan accordingly.

XIII. Final Review & Approval

Management & Board Approval:
  • Present the complete contingency plan to senior management and board members.
  • Obtain the necessary approvals and endorsements.
Communicate the Final Plan:
  • Distribute the finalized plan to all stakeholders.
  • Ensure everyone is aware of their roles and the plan’s location for quick reference.
Plan for Regular Updates:
  • Set reminders for periodic updates to the plan based on evolving risks or organizational changes.